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  2. Texas Stock Exchange - Wikipedia

    en.wikipedia.org/wiki/Texas_Stock_Exchange

    The Texas Stock Exchange (TXSE) is a planned national stock exchange to be headquartered in Downtown Dallas, Texas, United States.The group behind the exchange, led by TXSE CEO James Lee, is financed by institutional investors including Charles Schwab, Fortress, BlackRock, and Citadel Securities, with investments totaling approximately $161 million as of January 2025.

  3. Form 5 - Wikipedia

    en.wikipedia.org/wiki/Form_5

    Form 5 is an SEC filing submitted to the Securities and Exchange Commission on an annual basis by company officers, directors, or beneficial (10%) owners, which summarizes their insider trading activities. This form is simply a combination of year's Form 4 filings, which are mandatory filings made shortly after insiders make transactions.

  4. Electronic Data Gathering, Analysis, and Retrieval - Wikipedia

    en.wikipedia.org/wiki/Electronic_Data_Gathering...

    EDGAR (Electronic Data Gathering, Analysis, and Retrieval) is an internal database system operated by the U.S. Securities and Exchange Commission (SEC) that performs automated collection, validation, indexing, and accepted forwarding of submissions by companies and others who are required by law to file forms with the SEC. The database contains ...

  5. SEC filing - Wikipedia

    en.wikipedia.org/wiki/SEC_filing

    The SEC filing is a financial statement or other formal document submitted to the U.S. Securities and Exchange Commission (SEC). Public companies , certain insiders, and broker-dealers are required to make regular SEC filings.

  6. Constance J. Horner - Pay Pals - The Huffington Post

    data.huffingtonpost.com/paypals/constance-j-horner

    From January 2008 to December 2012, if you bought shares in companies when Constance J. Horner joined the board, and sold them when she left, you would have a -3.8 percent return on your investment, compared to a -2.8 percent return from the S&P 500.

  7. Texas crypto company sues SEC for 'overreach' on ... - AOL

    www.aol.com/news/texas-crypto-company-sues-sec...

    Fort Worth-based crypto company Lejilex and lobbying group Crypto Freedom Alliance of Texas (CFAT) claim the SEC has asserted jurisdiction over the industry without a "clear statutory mandate ...

  8. SEC Commissioner Responds To Oklahoma, Texas Rumors - AOL

    www.aol.com/sec-commissioner-responds-oklahoma...

    The post SEC Commissioner Responds To Oklahoma, Texas Rumors appeared first on The Spun. Per Brent Zwerneman, two historic programs, Oklahoma and Texas, reached out to the SEC, hoping to join the ...

  9. Regulation S-X - Wikipedia

    en.wikipedia.org/wiki/Regulation_S-X

    Regulation S-X and the Financial Reporting Releases (Staff Accounting Bulletins) set forth the form and content of and requirements for financial statements required to be filed as a part of (a) registration statements under the Securities Act of 1933 and (b) registration statements under section 12, [2] annual or other reports under sections 13 [3] and 15(d) [4] and proxy and information ...