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  2. Uniform Combined State Law Exam - Wikipedia

    en.wikipedia.org/.../Uniform_Combined_State_Law_Exam

    The Uniform Combined State Law Examination also called the Series 66 exam is designed to qualify candidates as both securities agents and investment adviser representatives in the United States. It was developed by North American Securities Administrators Association (NASAA) and operated by the Financial Industry Regulatory Authority (FINRA).

  3. What Is the Series 66 License? - AOL

    www.aol.com/news/series-66-license-181621321.html

    The Series 66 license is required to work as an investment advisor in the United States. To obtain it, you must pass a rigorous exam covering methods of delivering investment advice and other topics.

  4. North American Securities Administrators Association

    en.wikipedia.org/wiki/North_American_Securities...

    The North American Securities Administrators Association (NASAA), founded in Kansas in 1919, is the oldest international investor protection organization. NASAA is an association of state securities administrators who are charged with the responsibility to protect consumers who purchase securities or investment advice.

  5. Uniform Investment Adviser Law Exam - Wikipedia

    en.wikipedia.org/wiki/Uniform_Investment_Adviser...

    One hundred thirty (130) of the questions count toward whether the candidate passes or fails the Series 65 exam. The other 10 questions are pretest and could appear in any position within the exam but do not count towards the final grade. To pass the Series 65 Exam, candidates must correctly answer at least 92 of the 130 scored questions.

  6. List of securities examinations - Wikipedia

    en.wikipedia.org/wiki/List_of_securities...

    Series 38 – Canada Securities Representative Exam - No Options; Series 42 – Registered Options Representative Exam; Series 44 – NYSE Arca Options Market Maker Exam; Series 47 – Japanese Module of the General Securities Exam; Series 50 – Municipal Advisor Representative Exam; Series 52 – Municipal Securities Representative Exam ...

  7. Keke Palmer weighs in on conspiracy theory that Lea ... - AOL

    www.aol.com/keke-palmer-weighs-conspiracy-theory...

    Keke Palmer is pushing back on the internet conspiracy that her former co-star Lea Michele can't read.. The actress, promoting her just-released memoir "Master of Me," addressed the online rumors ...

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