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Form 13F is a quarterly report filed, per United States Securities and Exchange Commission regulations, [1] by " institutional investment managers" with control over $100M in assets to the SEC, listing all equity assets under management. [2] Academic researchers make these reports freely available as structured datasets.
Schedule 13G is an alternative SEC filing for the Schedule 13D which can be filed in lieu of Schedule 13D by anyone who acquires more than 5% ownership of a Section 13 security and qualifies for one of the exemptions available to the Schedule 13D filing requirement.
The most commonly filed SEC forms are the 10-K and the 10-Q. These forms are composed of four main sections: The business section, the F-pages, the Risk Factors, and the MD&A. The business section provides an overview of the Company. The F-pages contain the financial statements which are either audited or reviewed by an independent auditor.
The Securities and Exchange Commission oversees and regulations certain entities that provide financial and investment advice or management services. As part of those regulations, the SEC requires ...
“The requirement to file timely and accurate information on Forms 13F applies to all institutional investment managers, including non-profit and charitable organizations,” said Gurbir S ...
Forward observers in the U.S. Army hold the Military Occupational Specialty of 13F for enlisted and 13A for officers designating them as members of the field artillery corps. After completion of basic combat training, enlisted soldiers attend an eleven-week course (AIT) on the fundamentals of call-for-fire techniques as well as general field ...
Schedule 13D. Schedule 13D is an SEC filing that must be submitted to the US Securities and Exchange Commission within 10 days by anyone who acquires beneficial ownership of more than 5% of any class of publicly traded securities in a public company. A filer must promptly update the Schedule 13D filing to reflect any material change in the ...
Print/export Download as PDF; Printable version; Help Pages in category "SEC filings" The following 26 pages are in this category, out of 26 total. ... Form 13F; Form ...
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