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  2. Ultimate Client Onboarding Checklist for Financial Advisors ...

    www.aol.com/ultimate-client-onboarding-checklist...

    Your onboarding checklist for this phase may include: Introducing the client to other members of your team or your support staff. Reviewing the client's financials and discussing what their goals ...

  3. Induction programme - Wikipedia

    en.wikipedia.org/wiki/Induction_programme

    A typical induction programme will include at least some of the following: any legal requirements (for example in the, some Health and Safety training is obligatory); any regulatory requirements (for example in the banking sector certain forms need to be completed)

  4. Onboarding - Wikipedia

    en.wikipedia.org/wiki/Onboarding

    Online onboarding, i.e., digital onboarding, means onboarding training that is carried out partially or fully online. [ 27 ] [ 28 ] [ 29 ] Onboarding a new employee is a process where a new hire gets to know the company and its culture and receives the means and knowledge needed to become a productive team member. [ 30 ]

  5. Checklist - Wikipedia

    en.wikipedia.org/wiki/Check_list

    In general, a checklist is a quality management tool, an aid to completing a complex task correctly and completely. It is an aid to recall, provides a reminder of the correct sequence, and uses the operator's knowledge and skill efficiently to ensure that no critical steps are omitted, even when the operator is under stress or has degraded attention due to fatigue or other distractions, It ...

  6. Product control - Wikipedia

    en.wikipedia.org/wiki/Product_control

    Product Control also assists [1] the business with the onboarding of new products. They do this by ensuring the financial architecture and control framework can accept and process the new products. They do this by ensuring the financial architecture and control framework can accept and process the new products.

  7. Document file format - Wikipedia

    en.wikipedia.org/wiki/Document_file_format

    HTML is the most used and open international standard and it is also used as document file format. It has also become ISO / IEC standard (ISO 15445:2000). The default binary file format used by Microsoft Word ( .doc ) has become widespread de facto standard for office documents, but it is a proprietary format and is not always fully supported ...

  8. Maker-checker - Wikipedia

    en.wikipedia.org/wiki/Maker-checker

    Maker-checker (or Maker and Checker or 4-Eyes) is one of the central principles of authorization in the information systems of financial organizations. The principle of maker and checker means that for each transaction, there must be at least two individuals necessary for its completion.

  9. Data onboarding - Wikipedia

    en.wikipedia.org/wiki/Data_onboarding

    Data onboarding is the process of transferring offline data to an online environment for marketing needs. [ 1 ] [ 2 ] Data onboarding is mainly used to connect offline customer records with online users by matching identifying information gathered from offline datasets to retrieve the same customers in an online audience.

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