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2. Know your customer - Wikipedia

   en.wikipedia.org/wiki/Know_your_customer

   Know your customer (KYC) guidelines and regulations in financial services require professionals to verify the identity, suitability, and risks involved with maintaining a business relationship with a customer.

3. Suspicious activity report - Wikipedia

   en.wikipedia.org/wiki/Suspicious_activity_report

   In financial regulation, a Suspicious Activity Report (SAR) or Suspicious Transaction Report (STR) is a report made by a financial institution about suspicious or potentially suspicious activity as required under laws designed to counter money laundering, financing of terrorism and other financial crimes.

4. Contract data requirements list - Wikipedia

   en.wikipedia.org/wiki/Contract_Data_Requirements...

   Data requirements can also be identified in the contract via special contract clauses (e.g., DFARS), which define special data provisions such as rights in data, warranty, etc. SOW guidance of MIL-HDBK-245D describes the desired relationship: "Work requirements should be specified in the SOW, and all data requirements for delivery, format, and ...

5. List of financial regulatory authorities by jurisdiction

   en.wikipedia.org/wiki/List_of_financial...

   In this list of financial regulatory and supervisory authorities, central banks are only listed where they act as direct supervisors of individual financial firms, and competition authorities and takeover panels are not listed unless they are set up exclusively for financial services.

6. Insurance policy - Wikipedia

   en.wikipedia.org/wiki/Insurance_policy

   Policy form - The definitions, insuring agreement, exclusions, and conditions are typically combined into a single integrated document called a policy form. [25] Some insurers call it a coverage form [25] or coverage part. When multiple coverage forms are packaged into a single policy, the declarations will state as much, and then there may be ...

7. Form 3 - Wikipedia

   en.wikipedia.org/wiki/Form_3

   Form 3 is an SEC filing filed with the US Securities and Exchange Commission to indicate a preliminary insider transaction by an officer, director, or beneficial (10%) owner of the company's securities. These are typically seen after a company IPOs when insiders make their first transactions.