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  2. Professional certification in financial services - Wikipedia

    en.wikipedia.org/wiki/Professional_certification...

    The CISI Diploma in Capital Markets, also offered by CISI, is a leading qualification [6] for practitioners working in wholesale securities markets. It comprises sequential modules in (i) financial securities, (ii) financial markets, and then (iii) a role specific selection from fixed income, derivatives, or fund management.

  3. List of securities examinations - Wikipedia

    en.wikipedia.org/wiki/List_of_securities...

    SAIFM also offers the "Registered Persons" examinations, [4] required for licensing as financial market "practitioners" on the various exchanges, selecting up to 8 according to the requirements of the exchange for the specific function; the typical roles here are investment advisor and fund manager, as well as those executing transactions ...

  4. List of professional designations in the United States

    en.wikipedia.org/wiki/List_of_professional...

    Association of State Floodplain Managers [19] Chief Fire Officer: CFO: Center for Public Safety Excellence (CPSE) [20] Fellow of the Academy of Emergency Management: FAcEM: Emergency Management Academy [21] Executive Fire Officer: EFO: U.S. Fire Administration [22] Emergency Number Professional: ENP: National Emergency Number Association ...

  5. Chartered Financial Analyst - Wikipedia

    en.wikipedia.org/wiki/Chartered_Financial_Analyst

    The Dutch Securities Institute (DSI) recognizes the completion of the CFA Level 1 exam as being sufficient for the qualification to be a financial analyst. The Dutch Securities Institute (DSI) recognizes CFA charterholders as automatically meeting the qualifications requirement to be a senior fund manager.

  6. Investment management - Wikipedia

    en.wikipedia.org/wiki/Investment_management

    Wealth management by financial advisors takes a more holistic view of a client, with allocations to particular asset management strategies. The term fund manager, or investment adviser in the United States, refers to both a firm that provides investment management services and to the individual who directs fund management decisions. [2]

  7. Robo-advisors vs. financial advisors: How to decide which is ...

    www.aol.com/finance/robo-advisors-vs-financial...

    The funds you’re invested in also charge an expense ratio, a fee paid to the fund management company. Typical funds might charge 0.05 percent to 0.35 percent annually ($5 to $35 for every ...

  8. Alternative Investment Fund Managers Directive 2011

    en.wikipedia.org/wiki/Alternative_Investment...

    Authorised fund managers located within the EU are permitted to market their EU funds to professional investors in any EU member state under what Directive 2011/61/EU calls a passport. [25] The reporting requirements of Directive 2011/61/EU apply to all AIFMs who manage or market alternative funds within the EU. [26]

  9. How to Spot a Good Fund Manager - AOL

    www.aol.com/news/2012-12-28-how-to-spot-a-good...

    In this video, author Jack Schwager tells us how, when choosing a fund to invest in, that fund manager's past returns are no guarantee of future success. Many people turn to mutual funds and index ...

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