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SEC Regulation NMS (Final Rule) 17 CFR 242.606 - Disclosure of order routing information; SEC FAQs re Reg NMS Rule 610 and 611 - April 4, 2008 Update; SEC FAQs re Reg NMS Rule 610 and 611; Reg NMS Marketing Fact Sheet, from Nasdaq; SEC Release Regarding the Proposed Rule; Reg NMS - Securities Lawyer's Deskbook by The University of Cincinnati ...
Regulation NMS (Reg NMS), which applies to U.S. stock exchanges, supports two types of IOC orders, one of which is Reg NMS compliant and will not be routed during an exchange sweep, and one that can be routed to other exchanges. [5] [6] [7] Optimal order routing is a difficult problem that cannot be addressed with the usual perfect market paradigm.
Canadian securities regulation is managed through the laws and agencies established by Canada's 10 provincial and 3 territorial governments. Each province and territory has a securities commission or equivalent authority with its own provincial or territorial legislation .
The GST applies nationally. The HST includes the provincial portion of the sales tax but is administered by the Canada Revenue Agency (CRA) and is applied under the same legislation as the GST. The HST is in effect in Ontario, New Brunswick, Newfoundland and Labrador, Nova Scotia and Prince Edward Island.
Canadian pressure laws, Acts, rules & regulations are enforced by provincial and territorial safety authorities. Unlike the United States where licensed professional engineers may stamp pressure equipment and pressure system/plant drawings in the non-nuclear sectors for construction, in Canada in general a professional engineer who is not employed by a safety authority does not have that same ...
A routing number is the term for bank codes in Canada.Routing numbers consist of eight numerical digits with a dash between the fifth and sixth digit for paper financial documents encoded with magnetic ink character recognition and nine numerical digits without dashes for electronic funds transfers.
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Regulation FD (Fair Disclosure), [1] ordinarily referred to as Regulation FD or Reg FD, is a regulation that was promulgated by the U.S. Securities and Exchange Commission (SEC) in August 2000. [2] The regulation is codified as 17 CFR 243 .