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A prospectus from the US. A prospectus, in finance, is a disclosure document that describes a financial security for potential buyers. It commonly provides investors with material information about mutual funds, stocks, bonds and other investments, such as a description of the company's business, financial statements, biographies of officers and directors, detailed information about their ...
Template:Corporate Finance - the technologies, activities, practices, and solutions that are employed by organizations that have financing needs; Template:Personal finance - topics related to individual and household financial management; Template:Public finance - conventions, activities, and institutions related to governmental financing needs
Within the context of venture capital financing, a term sheet typically includes conditions for financing a startup company.The key offering terms in such a term sheet include (a) amount raised, (b) price per share, (c) pre-money valuation, (d) liquidation preference, (e) voting rights, (f) anti-dilution provisions, and (g) registration rights.
A red herring prospectus, as a first or preliminary prospectus, is a document submitted by a company (issuer) as part of a public offering of securities (either stocks or bonds). Most frequently associated with an initial public offering (IPO), this document, like the previously submitted Form S-1 registration statement, must be filed with the ...
In the earliest stages of their development, private companies may track their shareholders in a simple document or spreadsheet. Cap tables are widely used by entrepreneurs, venture capitalists, and investment bankers to model and to analyze events such as ownership dilution, issuing employee stock options, or issuing new securities. After ...
Prospectus may refer to: Prospectus (finance), also called a concept note; Prospectus (university) Prospectus (book) Prospectus, a 1983 album by saxophonist Steve ...
CDO asset managers, as with other asset managers, can be more or less active depending on the personality and prospectus of the CDO. Asset managers make money by virtue of the senior fee (which is paid before any of the CDO investors are paid) and subordinated fee as well as any equity investment the manager has in the CDO, making CDOs a ...
All stockholder derivative actions filed with a court against an investment company or an affiliate 40-8B25 Document or Report 40-8F-2 Initial application for de-registration pursuant to Investment Company Act Rule 0-2 40-APP Applications under the Investment Company Act other than those reviewed by Office of Insurance Products 40-APP/A