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  2. Proxy statement - Wikipedia

    en.wikipedia.org/wiki/Proxy_statement

    In 2010, the SEC passed a rule which allowed certain shareholders to place candidates on the proxy statement; [14] however, in Business Roundtable v. SEC [15] the rule was struck down by the United States Court of Appeals for the District of Columbia Circuit in 2011. [16] Beginning in 2015, proxy access rules began to spread driven by ...

  3. SEC filing - Wikipedia

    en.wikipedia.org/wiki/SEC_filing

    Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497 497H2 ... Definitive proxy statements

  4. SEC Gives Shareholders Rights Activists a Win With New Proxy ...

    www.aol.com/news/2010-08-26-sec-proxy-rules...

    The Securities and Exchange Commission announced Thursday that it was changing federal proxy rules to make it easier for companies' shareholders to nominate and elect directors to their boards.

  5. Proxy voting - Wikipedia

    en.wikipedia.org/wiki/Proxy_voting

    An insurgent may independently prepare proxy cards and proxy statements, which are sent to the shareholders. [92] In 2009, the SEC proposed a new rule allowing shareholders meeting certain criteria to add nominees to the proxy statement; though this rule has been the subject of intense debate. [93]: 1

  6. Battle over proxy advisers reignites after SEC unwinds Trump ...

    www.aol.com/news/battle-over-proxy-advisers...

    Corporate America's leading business groups are taking the SEC to court after it undid two-year-old rules around proxy advisers. Corporate America's leading business groups are taking the SEC to ...

  7. Proxy Advisory Firms and the Need for SEC Protection of ... - AOL

    www.aol.com/news/proxy-advisory-firms-sec...

    Opportunities to spend other people’s money are addicting, an eternal truth that now has emerged in full force in the context of corporate governance. Large, publicly-owned businesses, and ...

  8. Regulation S-X - Wikipedia

    en.wikipedia.org/wiki/Regulation_S-X

    Regulation S-X and the Financial Reporting Releases (Staff Accounting Bulletins) set forth the form and content of and requirements for financial statements required to be filed as a part of (a) registration statements under the Securities Act of 1933 and (b) registration statements under section 12, [2] annual or other reports under sections 13 [3] and 15(d) [4] and proxy and information ...

  9. Shareholder democracy - Wikipedia

    en.wikipedia.org/wiki/Shareholder_democracy

    On November 17, 2021, the SEC adopted new rules for universal proxy cards in contested director elections. The new rules give shareholders who are voting by proxy the ability to vote for any combination of candidates being nominated to the board, as opposed to having to choose from either the list provided by the company or by proxy solicitations.

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