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2. Form S-3 - Wikipedia

   en.wikipedia.org/wiki/Form_S-3

   Form S-3 is the most simplified securities registration form used by the U.S. Securities and Exchange Commission.It may only be used by companies that have been required to report under the Securities Exchange Act of 1934 for a minimum of twelve months and have also timely filed all required reports (including annual forms 10-K, quarterly forms 10-Q and certain current forms 8-K) under the ...

3. SEC filing - Wikipedia

   en.wikipedia.org/wiki/SEC_filing

   S-4/A Registration of securities issued in business combination transactions (Amendment) S-4EF S-4EF/A S-4MEF A new registration statement filed under Rule 462(b) to add securities to a prior related effective registration statement filed on Form S-4 S-6 Initial registration statement filed on Form S-6 for unit investment trusts S-6/A

4. Shelf registration - Wikipedia

   en.wikipedia.org/wiki/Shelf_registration

   Shelf registration is a process authorized by the U.S. Securities and Exchange Commission under Rule 415 that allows a single registration document to be filed by a company that permits the issuance of multiple securities. Form S-3 issuers may use shelf registration to register securities that will be offered on an immediate, continuous or ...

5. U.S. Securities and Exchange Commission - Wikipedia

   en.wikipedia.org/wiki/U.S._Securities_and...

   The SEC has a three-part mission: to protect investors; maintain fair, orderly, and efficient markets; and facilitate capital formation. [8]To achieve its mandate, the SEC enforces the statutory requirement that public companies and other regulated entities submit quarterly and annual reports, as well as other periodic disclosures.

6. Securities Act of 1933 - Wikipedia

   en.wikipedia.org/wiki/Securities_Act_of_1933

   The SEC prescribes the relevant forms on which an issuer's securities must be registered. The law describes required disclosures in Schedule A and Schedule B; however, in 1982, the SEC created Regulation S-K to consolidate duplicate information into an "integrated disclosure system". [11] Among other things, registration forms call for:

7. Form S-1 - Wikipedia

   en.wikipedia.org/wiki/Form_S-1

   Every business day, S-1 forms are filed with the SEC's EDGAR filing system, the required filing format of the U.S. Securities and Exchange Commission. However many of these are of the related Form S-1/A, which is used for filing amendments to a previously filed Form S-1. The S-1 form has an OMB approval number of 3234-0065 and the online form ...