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  2. List of securities examinations - Wikipedia

    en.wikipedia.org/.../List_of_securities_examinations

    Series 26 – Investment Company and Variable Contracts Products Principal Exam; Series 27 – Financial and Operations Principal Exam; Series 28 – Financial and Operations Principal Introducing Broker Exam; Series 39 – Direct Participation Programs Principal Exam; Series 51 – Municipal Fund Securities Limited Principal

  3. Securities and Exchange Commission (Philippines) - Wikipedia

    en.wikipedia.org/wiki/Securities_and_Exchange...

    The Securities and Exchange Commission (Filipino: Komisyon sa mga Panagot at Palitan; SEC) is the agency of the government of the Philippines charged with the registration and supervision of corporations and securities, as well as capital market institutions and participants, in the Philippines. The commission promotes investor protection in ...

  4. Professional Regulation Commission - Wikipedia

    en.wikipedia.org/wiki/Professional_Regulation...

    Chamber of Customs Brokers (CCB) Philippine Association of Community Development (PACD) Social Sciences. Philippine Association of Social Workers, Inc. (PASWI) Philippine Guidance Counseling Association, Inc. (PGCA) Professional Criminologist Association of the Philippines (PCAP) Psychological Association of the Philippines (PAP)

  5. Starting next year, Oregon will let you practice law without ...

    www.aol.com/finance/starting-next-oregon-let...

    The bar exam, which officially qualifies law school graduates to practice as lawyers, is one of the most dreaded tasks law students face. But starting next year, would-be barristers in Oregon can ...

  6. General Securities Principal Exam - Wikipedia

    en.wikipedia.org/wiki/General_Securities...

    Municipal fund securities principal – Series 51; Financial and operations principal – Series 27; Introducing broker/dealer financial and operations principal – Series 28; The Series 24 Exam is made up of 150 questions. Candidates have up to 3.5 hours to take the exam. 70% (105 correct answers) is considered a passing grade.

  7. Series 7 exam - Wikipedia

    en.wikipedia.org/wiki/Series_7_Exam

    In the United States, the Series 7 exam, also known as the General Securities Representative Exam (GSRE), is a test for entry-level registered representatives, that demonstrates competency to buy or sell security products such as corporate securities, municipal securities, options, direct participation programs, investment company products and ...

  8. Mortgage loan originators: What are they and what do they do?

    www.aol.com/finance/mortgage-loan-originators...

    Since 2008, loan originators have been subject to stricter state licensing and other requirements, including the mandate to act in the best interests of borrowers whenever possible.

  9. Customs broker - Wikipedia

    en.wikipedia.org/wiki/Customs_broker

    Customs broker is a profession which expertise include tariff and customs laws, rules and regulations for the clearance of imported or exported goods or merchandise from customs authority, preparation of import or export documents including computation and payment of duties, taxes and other charges accruing thereon, representing clients before ...