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  2. Regulation S-K - Wikipedia

    en.wikipedia.org/wiki/Regulation_S-K

    Regulation S-K is a prescribed regulation under the US Securities Act of 1933 that lays out reporting requirements for various SEC filings used by public companies. Companies are also often called issuers (issuing or contemplating issuing shares), filers (entities that must file reports with the SEC) or registrants (entities that must register (usually shares) with the SEC).

  3. Securities Act of 1933 - Wikipedia

    en.wikipedia.org/wiki/Securities_Act_of_1933

    Regulation S is a "safe harbor" that defines when an offering of securities is deemed to be executed in another country and therefore not be subject to the registration requirement under Section 5 of the 1933 Act. [19] The regulation includes two safe harbor provisions: an issuer safe harbor and a resale safe harbor. In each case, the ...

  4. Category:SEC filings - Wikipedia

    en.wikipedia.org/wiki/Category:SEC_filings

    Regulation S-K; Regulation S-X; S. Schedule 13D; Schedule 13G; Schedule TO This page was last edited on 21 December 2018, at 05:01 (UTC). Text is available under ...

  5. Regulation S-X - Wikipedia

    en.wikipedia.org/wiki/Regulation_S-X

    Regulation S-X and the Financial Reporting Releases (Staff Accounting Bulletins) set forth the form and content of and requirements for financial statements required to be filed as a part of (a) registration statements under the Securities Act of 1933 and (b) registration statements under section 12, [2] annual or other reports under sections 13 [3] and 15(d) [4] and proxy and information ...

  6. Here's what effective federal rules around autonomous ... - AOL

    www.aol.com/heres-effective-federal-rules-around...

    "Manufacturers in most industries, especially innovators, often say, 'Hey, I don't like regulation very much. I want my space to be minimally regulated.'" Soskin said.

  7. Edwin M. Banks - Pay Pals - The Huffington Post

    data.huffingtonpost.com/paypals/edwin-m-banks

    From January 2008 to May 2012, if you bought shares in companies when Edwin M. Banks joined the board, and sold them when he left, you would have a 15.8 percent return on your investment, compared to a -7.5 percent return from the S&P 500.

  8. Jayden Daniels' mom reveals why Commanders rookie remains ...

    www.aol.com/jayden-daniels-mom-reveals-why...

    Follow Fox News Digital’s sports coverage on X, and subscribe to the Fox News Sports Huddle newsletter. Original article source: Jayden Daniels' mom reveals why Commanders rookie remains single ...

  9. SEC Rule 144A - Wikipedia

    en.wikipedia.org/wiki/SEC_Rule_144A

    Rule 144A.Securities Act of 1933, as amended (the "Securities Act") provides a safe harbor from the registration requirements of the Securities Act of 1933 for certain private resales of minimum $500,000 units of restricted securities to qualified institutional buyers (QIBs), which generally are large institutional investors that own at least $100 million in investable assets.