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Form 13F is a quarterly report filed, per United States Securities and Exchange Commission regulations, [1] by "institutional investment managers" with control over $100M in assets to the SEC, listing all equity assets under management. [2] Academic researchers make these reports freely available as structured datasets. [3]
Download as PDF; Printable version; In other projects ... Pages in category "SEC filings" ... Form 13F; Form 20-F; Form 144; Form D; Form F-4;
The Securities and Exchange Commission oversees and regulations certain entities that provide financial and investment advice or management services. As part of those regulations, the SEC requires ...
Notice under Rule 12b25 of inability to timely file all or part of a Form 10-K, 10-KSB, or 10KT (Amendment) NT 10-Q Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB NT 10-Q/A Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB (Amendment) NT 11-K
Renamed from Mid-American Energy Holdings: BoatUS: Insurance 2007/07/27 Borsheim's Fine Jewelry: Luxury Items 100% 1989 [15] Brooks Sports: Apparel 100% 2006/08/02 BNSF Railway Company: Railroads and Logistics 100% 2010/02/12 $34 Billion [16] Business Wire: Media 100% 2006/03/01 [17] Cavalier Homes Materials and Construction 100% 2008 Central ...
Direct Holding System e.g. The Direct Registration System (DRS) A direct holding system is an arrangement for registering ownership of securities (or similar interests) whereby every final investor in the security is registered with a single entity (for example, the issuer itself, a CSD, or a registry).
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