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Series 38 – Canada Securities Representative Exam - No Options; Series 42 – Registered Options Representative Exam; Series 44 – NYSE Arca Options Market Maker Exam; Series 47 – Japanese Module of the General Securities Exam; Series 50 – Municipal Advisor Representative Exam; Series 52 – Municipal Securities Representative Exam ...
[a] As with many other countries, the profession of engineering and land surveying is both regulated and licensed in Puerto Rico; while another entity, namely the Puerto Rico Examining Board of Engineers and Land Surveyors, regulates the profession and emits its corresponding licenses, the Puerto Rico Annotated Codes and Act 173 of 1988 ...
Texas Board of Professional Engineers and Land Surveyors (TBPELS) is a state agency of Texas, headquartered in Austin, that regulates and licenses the practices of engineering and land surveying in the state. [1] The agency was established in 1937 as the Texas Board of Professional Engineers. [2]
Some state laws and broker/dealer policies also require the Series 63 examination (known as the Uniform Securities Agent State Law Exam). [ citation needed ] [ 1 ] A registered representative ("RR" or "rep" or "broker") is authorized to sell a large array of securities such as stocks, bonds, options, mutual funds, limited partnership programs ...
Continue reading ->The post A Guide to the Series 99 License and Exam appeared first on SmartAsset Blog. They bring clients aboard, receive and deliver funds and assets, collect payments, maintain ...
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A real estate license is an authorization issued by a government body to give agents and brokers the legal authority to represent a home seller or buyer in a real estate transaction. Real estate agents and real estate brokers are required to be licensed when conducting real estate transactions in the United States and in a small number of other ...
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