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  2. Proxy statement - Wikipedia

    en.wikipedia.org/wiki/Proxy_statement

    In 2010, the SEC passed a rule which allowed certain shareholders to place candidates on the proxy statement; [14] however, in Business Roundtable v. SEC [15] the rule was struck down by the United States Court of Appeals for the District of Columbia Circuit in 2011. [16] Beginning in 2015, proxy access rules began to spread driven by ...

  3. Regulation S-X - Wikipedia

    en.wikipedia.org/wiki/Regulation_S-X

    Regulation S-X and the Financial Reporting Releases (Staff Accounting Bulletins) set forth the form and content of and requirements for financial statements required to be filed as a part of (a) registration statements under the Securities Act of 1933 and (b) registration statements under section 12, [2] annual or other reports under sections 13 [3] and 15(d) [4] and proxy and information ...

  4. Proxy voting - Wikipedia

    en.wikipedia.org/wiki/Proxy_voting

    An insurgent may independently prepare proxy cards and proxy statements, which are sent to the shareholders. [92] In 2009, the SEC proposed a new rule allowing shareholders meeting certain criteria to add nominees to the proxy statement; though this rule has been the subject of intense debate. [93]: 1

  5. SEC Gives Shareholders Rights Activists a Win With New Proxy ...

    www.aol.com/news/2010-08-26-sec-proxy-rules...

    The Securities and Exchange Commission announced Thursday that it was changing federal proxy rules to make it easier for companies' shareholders to nominate and elect directors to their boards.

  6. Proxy adviser ISS to push ahead with lawsuit against SEC over ...

    www.aol.com/news/proxy-adviser-iss-push-ahead...

    Institutional Shareholder Services is pressing ahead with a lawsuit against the Securities Exchange Commission after the securities regulator last month issued a new rule that governs how proxy ...

  7. Proxy Advisory Firms and the Need for SEC Protection of ... - AOL

    www.aol.com/news/proxy-advisory-firms-sec...

    Opportunities to spend other people’s money are addicting, an eternal truth that now has emerged in full force in the context of corporate governance. Large, publicly-owned businesses, and ...

  8. U.S. Securities and Exchange Commission - Wikipedia

    en.wikipedia.org/wiki/U.S._Securities_and...

    The Securities Exchange Act of 1934 transferred this responsibility from the FTC to the SEC. The Securities Exchange Act of 1934 also gave the SEC the power to regulate the solicitation of proxies, though some of the rules the SEC has since proposed (like the universal proxy) have been controversial.

  9. SEC filing - Wikipedia

    en.wikipedia.org/wiki/SEC_filing

    A new registration statement filed under Rule 462(b) to add securities to a prior related effective registration statement filed on Form S-4 S-6 Initial registration statement filed on Form S-6 for unit investment trusts

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    related to: sec proxy statement rules of procedure