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The executive responsible for making sure Wells Fargo follows laws and regulations is departing after two and half years in the post. Michael Roemer, head of compliance, is leaving following what ...
Wells Fargo's sales culture and cross-selling strategy, and their impact on customers, were documented by the Wall Street Journal as early as 2011. [5] In 2013, a Los Angeles Times investigation revealed intense pressure on bank managers and individual bankers to produce sales against extremely aggressive and even mathematically impossible [7] quotas. [8]
In July 2016, FinCEN enacted new rules regarding beneficial ownership: [2] Financial institutions must collect from the legal entity customer the name, date of birth, address, and social security number or other government identification number (passport number or other similar information in the case of foreign persons) for individuals who own ...
Under these regulations, the New York Stock Exchange (NYSE) and NASDAQ also added their own rules regarding the retention of committee advisors. [84] These regulations were approved by the SEC in 2013 and took full effect in early 2014. [80] [84] Section 953 of Dodd–Frank deals with pay for performance policies to determine executive ...
While some researchers are concerned that a reduction in regulations put in place after the Great Recession could destabilize the market, Wells Fargo Securities' managing director and head of U.S ...
Wells Fargo will pay more than $97 million in fines for allowing transactions prohibited under U.S. sanction laws, the Federal Reserve and Treasury Department announced Thursday.
Map of Wells Fargo branches in August 2015 Wells Fargo branch in Berkeley, California A former Wachovia branch converted to Wells Fargo in the fall of 2011 in Durham, North Carolina American Express Co. early receipts (1853, 1869) Stagecoach with Christmas gifts at a Wells Fargo Bank, San Francisco Wells Fargo & Co. Express building circa 1860, Stockton, California Mud wagon — Wells Fargo U ...
Rebound in trading activities, expectation of lesser regulations and chances of rate hike support banking stocks' performance. Bank Stock Roundup: Trading Rebound, Lesser Regulations & Wells Fargo ...