enow.com Web Search

  1. Ad

    related to: sec form s 3asr texas llc search

Search results

  1. Results from the WOW.Com Content Network
  2. Form S-3 - Wikipedia

    en.wikipedia.org/wiki/Form_S-3

    Form S-3 is the most simplified securities registration form used by the U.S. Securities and Exchange Commission.It may only be used by companies that have been required to report under the Securities Exchange Act of 1934 for a minimum of twelve months and have also timely filed all required reports (including annual forms 10-K, quarterly forms 10-Q and certain current forms 8-K) under the ...

  3. SEC filing - Wikipedia

    en.wikipedia.org/wiki/SEC_filing

    S-4/A Registration of securities issued in business combination transactions (Amendment) S-4EF S-4EF/A S-4MEF A new registration statement filed under Rule 462(b) to add securities to a prior related effective registration statement filed on Form S-4 S-6 Initial registration statement filed on Form S-6 for unit investment trusts S-6/A

  4. Shelf registration - Wikipedia

    en.wikipedia.org/wiki/Shelf_registration

    Shelf registration is a process authorized by the U.S. Securities and Exchange Commission under Rule 415 that allows a single registration document to be filed by a company that permits the issuance of multiple securities. Form S-3 issuers may use shelf registration to register securities that will be offered on an immediate, continuous or ...

  5. Texas State Securities Board - Wikipedia

    en.wikipedia.org/wiki/Texas_State_Securities_Board

    The Texas State Securities Board is a Texas state agency headquartered in Austin, Texas. The board enforces the Texas Securities Act (TEX. REV. CIV. STAT. ANN. art. 581–1) and maintains programs for enforcement, registration of securities, registration of securities dealers, investment advisers, and agents, and inspections of registered firms.

  6. List of Texas companies - Wikipedia

    en.wikipedia.org/wiki/List_of_Texas_companies

    The region's second-quarter 2018 gross state product was 8.6% of the GDP of the country at $1.755 trillion, with significant growth in mining, quarrying, and oil and gas extraction. [1] The state ranked third on Forbes list of Best States For Business in 2018, noting strong growth, employment and income and a primary target for corporate ...

  7. Texas crypto company sues SEC for 'overreach' on ... - AOL

    www.aol.com/news/texas-crypto-company-sues-sec...

    Fort Worth-based crypto company Lejilex and lobbying group Crypto Freedom Alliance of Texas (CFAT) claim the SEC has asserted jurisdiction over the industry without a "clear statutory mandate ...

  8. List of members of the Securities and Exchange Commission

    en.wikipedia.org/wiki/List_of_members_of_the...

    The president also designates one of the commissioners as chairman, the SEC's top executive. Service may continue past term expiration [1] up to eighteen additional months. [2] This page is sorted by president and date of appointment; a second list sorts the page by SEC member's employment with private firms.

  9. Regulation S-K - Wikipedia

    en.wikipedia.org/wiki/Regulation_S-K

    Regulation S-K is a prescribed regulation under the US Securities Act of 1933 that lays out reporting requirements for various SEC filings used by public companies. Companies are also often called issuers (issuing or contemplating issuing shares), filers (entities that must file reports with the SEC) or registrants (entities that must register (usually shares) with the SEC).

  1. Ad

    related to: sec form s 3asr texas llc search