Search results
Results from the WOW.Com Content Network
In the United States, the Series 7 exam, also known as the General Securities Representative Exam (GSRE), is a test for entry-level registered representatives, that demonstrates competency to buy or sell security products such as corporate securities, municipal securities, options, direct participation programs, investment company products and variable contracts.
Series 38 – Canada Securities Representative Exam - No Options; Series 42 – Registered Options Representative Exam; Series 44 – NYSE Arca Options Market Maker Exam; Series 47 – Japanese Module of the General Securities Exam; Series 50 – Municipal Advisor Representative Exam; Series 52 – Municipal Securities Representative Exam
In the United States, the investment company products/variable life contracts representative exam, is commonly referred to as the Series 6 exam. Individuals passing this multiple choice exam are licensed to sell a limited set of securities products: Mutual funds; Closed-end funds on the initial offering only; Unit investment trusts; Variable ...
AFCU may refer to: America First Credit Union; Arizona Financial Credit Union; Arkansas Federal Credit Union; Armed Forces Christian Union, a UK organisation of ...
A man who admitted killing his half-brother in a drunken confrontation on a street has been jailed for five years. Kyan McWhir, 31, fatally punched 52-year-old father-of-two John McWhir on Crown ...
It was first introduced in the House by Rep. Mike Collins, R-Ga., in March and in the Senate by Britt. Pro-israel Dem Could Tip Scales In Key Senate Committee As Middle East War Continues.
Rohan Dennis admitted to a charge of creating a risk of harm in relation to the December 2023 road death of his Olympian wife Melissa Hoskins.
The general securities principal exam, commonly referred to as the Series 24 exam, is administered by the U.S. Financial Industry Regulatory Authority (FINRA) which qualifies a registered individual to supervise or manage branch activities such as corporate securities, REITs, variable contracts, and venture capital; a general principal may also approve advertising and sales literature ...