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  2. Investment Company Act of 1940 - Wikipedia

    en.wikipedia.org/wiki/Investment_Company_Act_of_1940

    The Investment Company Act of 1940 (commonly referred to as the '40 Act) is an act of Congress which regulates investment funds.It was passed as a United States Public Law (Pub. L. 76–768) on August 22, 1940, and is codified at 15 U.S.C. §§ 80a-1–80a-64.

  3. Investment company - Wikipedia

    en.wikipedia.org/wiki/Investment_company

    A major type of company not covered under the Investment Company Act 1940 is private investment companies, which are simply private companies that make investments in stocks or bonds, but are limited to under 250 investors and are not regulated by the SEC. [4] These funds are often composed of very wealthy investors.

  4. Fund governance - Wikipedia

    en.wikipedia.org/wiki/Fund_governance

    Offshore investment funds are typically formed as companies in the Cayman Islands (85%). [ 4 ] [ 5 ] When an investment fund is formed as a company, its governing body is its board of directors. In this context, fund governance is commonly referred to as “fund directorships” or “independent director services”. [ 6 ]

  5. Category:1940s in Pakistan - Wikipedia

    en.wikipedia.org/wiki/Category:1940s_in_Pakistan

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  6. Form N-1A - Wikipedia

    en.wikipedia.org/wiki/Form_N-1A

    Form N-1A is a registration statement used by investment companies to create new open-end mutual funds. A company must file this form with the Securities and Exchange Commission's EDGAR filing system. Companies file an N-1A under the Investment Company Act of 1940 if they wish to register shares of the

  7. Securities and Exchange Commission of Pakistan - Wikipedia

    en.wikipedia.org/wiki/Securities_and_Exchange...

    The Securities and Exchange Commission of Pakistan (SECP) (Urdu: سیکیورٹیز اینڈ ایکسچینج کمیشن آف پاکستان), formerly known as Company Law Administration, Company Law Board, and Corporate Law Authority, is the corporate legislative and financial regulatory agency of Pakistan whose objective is to develop a modern and efficient corporate sector and a capital ...

  8. Investment Company Act - Wikipedia

    en.wikipedia.org/?title=Investment_Company_Act&...

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  9. Jones v. Harris Associates - Wikipedia

    en.wikipedia.org/wiki/Jones_v._Harris_Associates

    Section 36(b)(1) of the Investment Company Act of 1940 Harris Associates L.P. , 559 U.S. 335 (2010), is a case decided by the United States Supreme Court in which investors claimed that the fees they paid to an investment advisor were too steep, violating the Investment Company Act of 1940 .