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Namibia Stock Exchange (NSX) semi-annual Stock-brokering Exams; Nigerian Stock Exchange (NSE) offers a few certificate programs including: Module 1: The role and responsibilities of compliance officers in the capital market; Module 2: Compliance risk-based monitoring programmes; Module 3: Conduct of business obligations of a broker dealer firm
A stockbroker is an individual or company that buys and sells stocks and other investments for a financial market participant in return for a commission, markup, or fee.In most countries they are regulated as a broker or broker-dealer and may need to hold a relevant license and may be a member of a stock exchange.
The Nepal Stock Exchange (NEPSE) is the only stock exchange of Nepal. As of August 2024, the Market Capitalization of the companies listed on NEPSE totaled रू 500,475.6 crore (US$36 billion). [3] NEPSE opened its trading floor on 13 January 1994. [1]
SEBON is the regulatory body of Stock Exchange, Merchant Bankers, Depository Participants, Credit Rating Agency & so on. Nepal Stock Exchange is only licensed market exchange under SEBON. There are 30 merchant banker and the list of Merchant Banker (July 2024) licensed by SEBON are: [4] Aakash Capital Limited; Arks Capital Advisors Limited
The NASD was founded on September 3, 1936 as Investment Bankers Conference, Inc. [9] and, on August 7, 1939, was registered under the name National Association of Securities Dealers, Inc. [10] as a national securities association with the SEC under authority granted by the 1938 Maloney Act amendments to the Securities Exchange Act of 1934, [11] which allowed it to supervise the conduct of its ...
In financial services, a broker-dealer is a natural person, company or other organization that engages in the business of trading securities for its own account or on behalf of its customers. Broker-dealers are at the heart of the securities and derivatives trading process.
National Examination Board is responsible for conducting and managing 12th grade-Higher Secondary exams and 10th grade Secondary Education Examination (SEE) Exams. [3] The jurisdiction of the previous Higher Secondary Education Board (HSEB) was limited to 11th and 12th-grade high school (10+2) only. HSEB was established in 1989 under the Higher ...
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