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The Investment Advisers Act of 1940, codified at 15 U.S.C. § 80b-1 through 15 U.S.C. § 80b-21, is a United States federal law that was created to monitor and regulate the activities of investment advisers (also spelled "advisors") as defined by the law.
15 U.S.C. ch. 1—Monopolies and Combinations in Restraint of Trade; 15 U.S. Code § 13a is the Robinson Patman Act; 15 U.S.C. ch. 2—Federal Trade Commission; Promotion Of Export Trade And Prevention Of Unfair Methods uk Competition; 15 U.S.C. ch. 2A—Securities Act, Trust Indentures Act; 15 U.S.C. ch. 2B—Securities Exchanges
The Gramm–Leach–Bliley Act (GLBA), also known as the Financial Services Modernization Act of 1999, (Pub. L. 106–102 (text), 113 Stat. 1338, enacted November 12, 1999) is an act of the 106th United States Congress (1999–2001).
An IA must adhere to a fiduciary standard of care laid out in the US Investment Advisers Act of 1940.This standard requires IAs to act and serve a client's best interests with the intent to eliminate, or at least to expose, all potential conflicts of interest which might incline an investment adviser—consciously or unconsciously—to render advice which was not in the best interest of the IA ...
The Stevenson–Wydler Act specifies, that inventors at government laboratories receive the first $2,000 of royalties each year plus 15% of any additional royalties. [2] Such details are in contrast with the Bayh–Dole Act, which leaves up to the universities the decision how to split the revenue between the inventors and the institution. [3]
Conference foes No. 17 BYU and No. 23 Colorado will square off on Saturday night in the Alamo Bowl in San Antonio. The Cougars (10-2) and Buffaloes (9-3) once had their sights set on a Big 12 ...
The United States Metric Board was commissioned by the Metric Conversion Act of 1975 (15 U.S.C. 205d, enacted on December 23, 1975). The Metric Conversion Act of 1975 mandated the presidential appointment of seventeen members for the "independent instrumentality". [1] [2] [3]
Heads up to anyone who is a freelancer, independent contractor, business owner, property renter or just a hobbyist who occasionally sells their creations: If you accept business-related income ...