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The SEC filing is a financial statement or other formal document submitted to the U.S. Securities and Exchange Commission (SEC). Public companies , certain insiders, and broker-dealers are required to make regular SEC filings.
This is one of the most common types of forms filed with the SEC. After a significant event like bankruptcy or departure of a CEO , a public company generally must file a Current Report on Form 8-K within four business days to provide an update to previously filed quarterly reports on Form 10-Q and/or Annual Reports on Form 10-K .
The 2024 Southeastern Conference football season was the 92nd season of Southeastern Conference (SEC) football and part of the 2024 NCAA Division I FBS football season. This was the SEC's first season with 16 teams with the additions of Texas and Oklahoma, and its first season since 1991 with a non-divisional scheduling format.
The SEC filed 583 enforcement actions in the year that ended in September, down 26% from a year earlier, it said in a statement. Much of the total financial remedies came from a single action: a ...
Conference began on January 6, 2024, and will end in March, after which 14 member teams will participate in the 2024 SEC men's basketball tournament at Bridgestone Arena in Nashville, Tennessee. The tournament champion will receive the conference's automatic bid to the 2024 NCAA tournament .
Since the late 1970s, all SEC-registered exchanges and market centers that trade NYSE or AMEX-listed securities send their trades and quotes to a central consolidator where the Consolidated Tape System (CTS) and Consolidated Quotation System (CQS) data streams are produced and distributed worldwide. The CTA is the operating authority for CQS ...
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The SEC has a three-part mission: to protect investors; maintain fair, orderly, and efficient markets; and facilitate capital formation. [8]To achieve its mandate, the SEC enforces the statutory requirement that public companies and other regulated entities submit quarterly and annual reports, as well as other periodic disclosures.