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  2. Financial Conduct Authority - Wikipedia

    en.wikipedia.org/wiki/Financial_Conduct_Authority

    The FCA published new Listing Rules in 2024, aiming to simplify the UK listings regime, marking the most significant changes in over three decades. These rules, effective from 29 July 2024, created a single listing category and streamlined eligibility criteria to encourage a wider range of companies to issue shares in the UK.

  3. List of financial regulatory authorities by jurisdiction

    en.wikipedia.org/wiki/List_of_financial...

    In this list of financial regulatory and supervisory authorities, central banks are only listed where they act as direct supervisors of individual financial firms, and competition authorities and takeover panels are not listed unless they are set up exclusively for financial services.

  4. Official List - Wikipedia

    en.wikipedia.org/wiki/Official_List

    The Official List (or UKLA Official List) is the list of securities maintained by the British Financial Conduct Authority (acting in its capacity as the UK Listing Authority). The list indicates the listing category of the listed securities and if they have a premium listing or standard listing.

  5. Financial Services Compensation Scheme - Wikipedia

    en.wikipedia.org/wiki/Financial_Services...

    The UK branches of foreign banks from the European Economic Area (EEA) have to specify that their customers are not covered by FSCS and clearly state which national scheme provides protection. On 14 January 2013 FSCS launched a consumer awareness programme, aiming to reassure consumers and boost confidence, thereby aiding financial stability.

  6. Consumer Duty - Wikipedia

    en.wikipedia.org/wiki/Consumer_duty

    Consumer Duty is a standard introduced by the Financial Conduct Authority, in the UK, intended to improve Consumer protection for financial-services firms in the UK. [1] The changes were announced in 2021 and officially came into force on 31 July 2023.

  7. FCA Registration U-Turn Still Leaves Costs for UK Startups - AOL

    www.aol.com/news/fca-registration-u-turn-still...

    The FCA's decision not to enforce its own January registration deadline is little comfort to crypto startups that have been in limbo for months. FCA Registration U-Turn Still Leaves Costs for UK ...

  8. FCA Controlled Functions - Wikipedia

    en.wikipedia.org/wiki/FCA_Controlled_Functions

    For a branch in the United Kingdom of an overseas firm, the FCA would not normally expect the overseas chief executive of the firm as a whole to be FCA-approved for this function where there is a senior manager under him with specific responsibility for those activities of the branch which are subject to the UK regulatory system.

  9. List of regulators in the United Kingdom - Wikipedia

    en.wikipedia.org/wiki/List_of_regulators_in_the...

    The following is a list of regulators in the UK. Regulators exercise regulatory or supervisory authority over a variety of endeavours. In addition, local authorities in the UK provide regulatory functions in a number of areas. Professional associations also act to regulate their memberships. The UK is also bound by a number of European and ...