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  2. Bank being sued for its role in financial fraud

    www.aol.com/news/2008-02-07-bank-being-sued-for...

    Wachovia Bank may be on the hook for their role in a massive fraud. Suntasia Marketing Inc. was shut down by the Federal Trade Commission in July. They say it was a scheme that used telemarketers ...

  3. List of major SEC enforcement actions (2009–2012) - Wikipedia

    en.wikipedia.org/wiki/List_of_major_SEC...

    In August 2009, the SEC filed a suit against Bank of America, alleging that the bank failed to disclose $3.6 billion in bonuses that Merrill Lynch paid its employees. [5] In January 2010, the SEC filed another suit against the bank, alleging it failed to disclose extraordinary fourth-quarter 2008 losses at Merrill Lynch prior to a December 5 ...

  4. Wachovia - Wikipedia

    en.wikipedia.org/wiki/Wachovia

    Wachovia Corporation began on June 16, 1879, in Winston-Salem, North Carolina, as the Wachovia National Bank. The bank was co-founded by James Alexander Gray and William Lemly. [10] In 1911, the bank merged with Wachovia Loan and Trust Company, "the largest trust company between Baltimore and New Orleans", [11] which had been founded on June 15 ...

  5. Prudential Securities - Wikipedia

    en.wikipedia.org/wiki/Prudential_Securities

    During the 1980s and 1990s, Prudential Securities Incorporated, was investigated by the Securities and Exchange Commission (SEC) for suspected fraud. [5] During the investigation, it was found that PSI had defrauded investors of close to $8 billion, the largest fraud found by the SEC in US history to that point. [6]

  6. Wells Fargo fined $97 million for ‘reckless disregard’ of U.S ...

    www.aol.com/news/wells-fargo-fined-97-million...

    Wells Fargo and its predecessor, the Charlotte-based Wachovia Bank, violated national sanctions against Iran, Syria and Sudan when it designed a program to help a European bank process $532 ...

  7. Legal Briefing: Drug Cartels Used Wachovia to Launder Money

    www.aol.com/news/2010-03-18-legal-briefing-drug...

    A daily look at legal news and the business of law: Wachovia Admits Violations, Will Pay $160 Million Wachovia, now a subdivision of Wells Fargo (WFC), had a relationship with a Mexican "casas di ...

  8. Wells Fargo cross-selling scandal - Wikipedia

    en.wikipedia.org/wiki/Wells_Fargo_cross-selling...

    Wells Fargo's sales culture and cross-selling strategy, and their impact on customers, were documented by the Wall Street Journal as early as 2011. [5] In 2013, a Los Angeles Times investigation revealed intense pressure on bank managers and individual bankers to produce sales against extremely aggressive and even mathematically impossible [7] quotas. [8]

  9. Is that a scam? How to recognize and report fraudulent behavior

    www.aol.com/scam-recognize-report-fraudulent...

    Contact your bank or credit card company if you paid a scammer to report a fraudulent charge. If you sent cash by mail, contact the U.S. Postal Inspection Service and ask them to intercept the ...