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  2. Florida Rules of Civil Procedure - Wikipedia

    en.wikipedia.org/wiki/Florida_Rules_of_Civil...

    Florida's approach to class actions is similar to the Federal Rules of Civil Procedure, Rule 23. [19] Two differences are that Florida requires that the pleading alleges that the class action prerequisites are met in a specific formulaic way, and Florida usually requires class members to be notified in all class actions. [20]

  3. Securities Investor Protection Corporation - Wikipedia

    en.wikipedia.org/wiki/Securities_Investor...

    Trust created under state law; IRAs; Roth IRAs; Executor of an estate; Guardian of a ward; For example, if an investor had two Roth IRAS of $400,000 each, and an individual (non-IRA) account with $500,000, the two Roth IRAs would be considered a single "capacity" and the $800,000 sum would only be covered to the $500,000 limit (so $300,000 ...

  4. United States securities regulation - Wikipedia

    en.wikipedia.org/wiki/United_States_Securities...

    Interpretations under rule 10b-5 often deem silence to be fraudulent in certain circumstances. Efforts to comply with Rule 10b-5 and avoid lawsuits under 10b-5 have been responsible for a large amount of corporate disclosure. Due to the frequent use of the 10b-5 rule, codification becomes both efficient and necessary. [11]

  5. Uniform Prudent Management of Institutional Funds Act

    en.wikipedia.org/wiki/Uniform_Prudent_Management...

    31.3 percent are continuing distributions in keeping with their normal spending rule; 26.8 percent are suspending distributions from funds at or below HDV; 15.6 percent are making distributions from underwater funds at some rate less than their normal spending rule by yielding more than interest and dividends

  6. Consent decree - Wikipedia

    en.wikipedia.org/wiki/Consent_decree

    The process of introducing a consent decree begins with negotiation. [5] One of three things happens: a lawsuit is filed and the parties concerned reach an agreement prior to adjudication of the contested issues; a lawsuit is filed and actively contested, and the parties reach an agreement after the court has ruled on some issues; or the parties settle their dispute prior to the filing of a ...

  7. Amount in controversy - Wikipedia

    en.wikipedia.org/wiki/Amount_in_controversy

    Congress first established the amount in controversy requirement when it created diversity jurisdiction in the Judiciary Act of 1789, pursuant to its powers under Article III of the U.S. Constitution, the amount being $500. It was raised to $2,000 in 1887, to $3,000 in 1911, to $10,000 in 1958, to $50,000 in 1988, and finally to the current ...

  8. Net capital rule - Wikipedia

    en.wikipedia.org/wiki/Net_capital_rule

    In late 2008 and early 2009, prominent scholars such as Alan Blinder, John Coffee, Niall Ferguson, and Joseph Stiglitz explained (1) the old net capital rule limited investment bank leverage (defined as the ratio of debt to equity) to 12 (or 15) to 1 and (2) following the 2004 rule change, which relaxed or eliminated this restriction ...

  9. List of U.S. state constitutional provisions allowing self ...

    en.wikipedia.org/wiki/List_of_U.S._State...

    Rules of Civil Procedure Rule Rule 1290 "Any person named as a respondent in a petition may file a response thereto" [5] California: California Code of Judicial Ethics III b 7 "A judge shall accord to every person who has a legal interest in a proceeding, or that person's lawyer, full right to be heard according to law.*"' [6] California