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  2. Prime brokerage - Wikipedia

    en.wikipedia.org/wiki/Prime_brokerage

    Prime brokerage is the generic term for a bundled package of services offered by investment banks, wealth management firms, and securities dealers to hedge funds which need the ability to borrow securities and cash in order to be able to invest on a netted basis and achieve an absolute return.

  3. Sales and trading - Wikipedia

    en.wikipedia.org/wiki/Sales_and_trading

    The sales role is the client-facing role of the S&T division of a bank, which thus necessitates sales members interacting directly with institutional clients in order to assess their needs, provide general market commentary, and work with other members of the desk such as traders or structurers in order to price and execute their desired trades ...

  4. Broker-dealer - Wikipedia

    en.wikipedia.org/wiki/Broker-dealer

    In financial services, a broker-dealer is a natural person, company or other organization that engages in the business of trading securities for its own account or on behalf of its customers. Broker-dealers are at the heart of the securities and derivatives trading process.

  5. What Is a Brokerage Account and How Does It Work? - AOL

    www.aol.com/finance/brokerage-account-does...

    1. Full-Service Brokerage Account. A full-service brokerage provides clients with a variety of services. These can include investment advice, retirement planning help and other wealth management ...

  6. Investment banking - Wikipedia

    en.wikipedia.org/wiki/Investment_banking

    Prime brokerage with hedge funds has been an especially profitable business, as well as risky, as seen in the bank run with Bear Stearns in 2008. Investment management is the professional management of various securities ( stocks , bonds , etc.) and other assets (e.g., real estate ), to meet specified investment goals for the benefit of investors.

  7. Financial intermediary - Wikipedia

    en.wikipedia.org/wiki/Financial_intermediary

    A financial intermediary is an institution or individual that serves as a "middleman" among diverse parties in order to facilitate financial transactions.Common types include commercial banks, investment banks, stockbrokers, insurance and pension funds, pooled investment funds, leasing companies, and stock exchanges.

  8. What Happens When a Brokerage Firm Doesn’t Have Enough ...

    www.aol.com/economy-explained-happens-brokerage...

    Business Man Using Mobile phone Investment discussing and analysis graph stock market trading,stock chart concept. Brokerage firms are required to keep sufficient capital on hand to cover all ...

  9. How to open a brokerage account: Step-by-step instructions - AOL

    www.aol.com/finance/open-brokerage-account-step...

    Most likely, you’ll set up an electronic transfer, which will move the money directly from your bank account to the broker. You may be able to write a check and mail it to the broker to deposit ...