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2. How to prep your investment tax documents for tax day - AOL

   www.aol.com/finance/prep-investment-tax...

   A 1099-INT may appear on your brokerage statement: It can be easy to overlook, but your broker typically has a 1099-INT for interest payments, so record that income.

3. Commission sharing agreement - Wikipedia

   en.wikipedia.org/wiki/Commission_sharing_agreement

   A Commission Sharing Agreement (CSA), or in the US named Client Commission Agreement (CCA), is a type of soft dollar arrangement that allows money managers to separately pay the executing broker for trade execution and ask that broker to allocate a portion of the commission directly to an independent research provider. [1]

4. Investment policy statement - Wikipedia

   en.wikipedia.org/wiki/Investment_policy_statement

   An Investment policy statement (IPS) is a document, generally between an investor and the assisting investment manager, recording the agreements the two parties come to related to issues relating to how the investor's money is to be managed. In other cases, an IPS may also be created by an investment committee (e.g., those charged with making ...

5. Proof of funds - Wikipedia

   en.wikipedia.org/wiki/Proof_of_Funds

   Thus, a POF letter or statement provides the selling or lending party with confidence that the funds are obtainable and legitimate. [1] Proof of funds are also often required where there is a potential liability in the future for example it may be requested by governments on visa applications to ensure a traveler has the means to support ...

6. How to open a brokerage account: Step-by-step instructions - AOL

   www.aol.com/finance/open-brokerage-account-step...

   Brokerage accounts are fairly simple to open through online brokers and can be a great way to invest in securities like stocks, bonds and ETFs beyond what you are contributing to retirement ...

7. Form 4 - Wikipedia

   en.wikipedia.org/wiki/Form_4

   Form 4 is a United States SEC filing that relates to insider trading.Every director, officer and owner of more than 10 percent of a class of a particular company's equity securities registered under Section 12 of the Securities Exchange Act of 1934 must file with the United States Securities and Exchange Commission a statement of ownership regarding such security.