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2. How to prep your investment tax documents for tax day - AOL

   www.aol.com/finance/prep-investment-tax...

   A 1099-INT may appear on your brokerage statement: It can be easy to overlook, but your broker typically has a 1099-INT for interest payments, so record that income.

3. Commission sharing agreement - Wikipedia

   en.wikipedia.org/wiki/Commission_sharing_agreement

   A Commission Sharing Agreement (CSA), or in the US named Client Commission Agreement (CCA), is a type of soft dollar arrangement that allows money managers to separately pay the executing broker for trade execution and ask that broker to allocate a portion of the commission directly to an independent research provider. [1]

4. Stock statement - Wikipedia

   en.wikipedia.org/wiki/Stock_Statement

   A stock statement is a business statement that provides information on the value and quantity of stock-related transactions.This statement describes how much stock was purchased at what value and when, and is a matter of accounts and finance supplied by the cash credit account holder (e.g. a private limited company) to banks providing loans at a regular interval.

5. Investment policy statement - Wikipedia

   en.wikipedia.org/wiki/Investment_policy_statement

   An Investment policy statement (IPS) is a document, generally between an investor and the assisting investment manager, recording the agreements the two parties come to related to issues relating to how the investor's money is to be managed. In other cases, an IPS may also be created by an investment committee (e.g., those charged with making ...

6. How to open a brokerage account: Step-by-step instructions - AOL

   www.aol.com/finance/open-brokerage-account-step...

   A brokerage account is an account that allows you to buy and sell securities like stocks, bonds, mutual funds and ETFs. By investing in these assets through a brokerage account, you can build ...

7. Form 4 - Wikipedia

   en.wikipedia.org/wiki/Form_4

   Form 4 is a United States SEC filing that relates to insider trading.Every director, officer and owner of more than 10 percent of a class of a particular company's equity securities registered under Section 12 of the Securities Exchange Act of 1934 must file with the United States Securities and Exchange Commission a statement of ownership regarding such security.