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2. Raymond James Financial - Wikipedia

   en.wikipedia.org/wiki/Raymond_James_Financial

   On June 29, 2011, Raymond James announced an agreement to repurchase at par auction rate securities (ARS) sold to clients through its domestic broker/dealer subsidiaries prior to February 13, 2008. The agreement—reached with the Securities and Exchange Commission and with state securities regulators led by Florida and Texas—resolved more ...

3. Category:Brokerage firms - Wikipedia

   en.wikipedia.org/wiki/Category:Brokerage_firms

   Broker-dealer; Buckmaster & Moore ... (stock broker) Choice international limited; Close Brothers Group; Commercial mortgage broker; ... Raymond James Morgan Keegan ...

4. Jefferies Group - Wikipedia

   en.wikipedia.org/wiki/Jefferies_Group

   Jefferies Group LLC is an American multinational independent investment bank and financial services company that is headquartered in New York City.The firm provides clients with capital markets and financial advisory services, institutional brokerage, securities research, and asset management.

5. Raymond James Morgan Keegan - Wikipedia

   en.wikipedia.org/wiki/Raymond_James_Morgan_Keegan

   Raymond James Morgan Keegan is the interim name of the former Morgan Keegan & Co. business units acquired by Raymond James Financial on April 2, 2012. The combined firms’ subsidiaries engage primarily in investment and financial planning, investment banking, fixed income products and asset management.

6. Financial adviser - Wikipedia

   en.wikipedia.org/wiki/Financial_adviser

   The number of independent broker-dealer firms has declined from 1175 in 2007 to 819 in 2018, while RIA firms have grown from 9,538 to 15,645 over the same time period. [9] As of 2016, the largest IBD firm by revenue was LPL Financial followed by Ameriprise Financial and Raymond James Financial. [10]

7. Broker-dealer - Wikipedia

   en.wikipedia.org/wiki/Broker-dealer

   In financial services, a broker-dealer is a natural person, company or other organization that engages in the business of trading securities for its own account or on behalf of its customers. Broker-dealers are at the heart of the securities and derivatives trading process.

8. AOL Mail

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   Get AOL Mail for FREE! Manage your email like never before with travel, photo & document views. Personalize your inbox with themes & tabs. You've Got Mail!

9. Robert James (businessman) - Wikipedia

   en.wikipedia.org/wiki/Robert_James_(businessman)

   James founded Raymond James Financial in St. Petersburg, Florida in 1962, as Robert A. James Investments. [1] [2] [3] In 1964, Raymond and Associates merged into Robert A. James Investments to form Raymond James & Associates. [2] In 1970, he stepped down as CEO, and his son, Thomas James took over. [3]