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  2. SEC filing - Wikipedia

    en.wikipedia.org/wiki/SEC_filing

    Initial registration statement filed on Form S-6 for unit investment trusts (Amendment) S-8 Initial registration statement for securities to be offered to employees pursuant to employee benefit plans S-8 POS Post-effective amendment to a S-8 registration statement S-B Registration statement for securities of foreign governments and subdivisions

  3. Form S-1 - Wikipedia

    en.wikipedia.org/wiki/Form_S-1

    Form S-1 is an SEC filing used by companies planning on going public to register their securities with the U.S. Securities and Exchange Commission (SEC) as the "registration statement by the Securities Act of 1933". The S-1 contains the basic business and financial information on an issuer with respect to a specific securities offering.

  4. Regulation S-X - Wikipedia

    en.wikipedia.org/wiki/Regulation_S-X

    Regulation S-X and the Financial Reporting Releases (Staff Accounting Bulletins) set forth the form and content of and requirements for financial statements required to be filed as a part of (a) registration statements under the Securities Act of 1933 and (b) registration statements under section 12, [2] annual or other reports under sections 13 [3] and 15(d) [4] and proxy and information ...

  5. United States securities regulation - Wikipedia

    en.wikipedia.org/wiki/United_States_Securities...

    The Securities Act of 1933 regulates the distribution of securities to public investors by creating registration and liability provisions to protect investors. With only a few exemptions, every security offering is required to be registered with the SEC by filing a registration statement that includes issuer history, business competition and material risks, litigation information, previous ...

  6. Regulation S-K - Wikipedia

    en.wikipedia.org/wiki/Regulation_S-K

    Regulation S-K is a prescribed regulation under the US Securities Act of 1933 that lays out reporting requirements for various SEC filings used by public companies. Companies are also often called issuers (issuing or contemplating issuing shares), filers (entities that must file reports with the SEC) or registrants (entities that must register (usually shares) with the SEC).

  7. Tax season 2024: When to file 2023 taxes, tax filing deadline ...

    www.aol.com/tax-season-2024-file-2023-120317107.html

    It’s tax season, and the deadline to file a tax return or request a return extension is just three months away.. In fiscal year 2022, the Internal Revenue Service issued more than 237.8 million ...

  8. Tax Day 2023: Day Of Filing Guide To Still Make Today ... - AOL

    www.aol.com/tax-day-2023-day-filing-112359211.html

    Taxpayers got an extra three days to file their returns in 2023 thanks to a later-than-normal tax deadline, but that deadline has now arrived. To avoid penalties, you need to either file your ...

  9. Registration statement - Wikipedia

    en.wikipedia.org/wiki/Registration_statement

    In the United States, a registration statement is a set of documents, including a prospectus, which a company must file with the U.S. Securities and Exchange Commission before it proceeds with a public offering. [1] [2] As of May 2022, the United States Supreme Court was considering the case of Slack Technologies, LLC v.

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