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This listing includes periodic SEC reports and publications. See also FOIA Frequently Requested Documents and SEC Data Resources for periodic data reports and updates. For occasional reports on current trends and issues facing the securities industry, choose “Special Studies” from the “Category” field below.
America’s capital markets affect all of us. President Franklin Delano Roosevelt and Congress understood that when, in the depths of the Great Depression, they enacted the first federal securities laws and created this agency. [more . . .] Last Reviewed or Updated: Nov. 15, 2022. Return to top.
It is a privilege to work with the remarkable staff of the U.S. Securities and Exchange Commission (SEC) executing our three-part mission to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. For 90 years, the federal securities laws and our work to oversee them have played a crucial role for the ...
The annual report to shareholders, unlike the 10-K, sometimes appears as a colorful, glossy publication. A number of companies, however, simply take their 10-K and send it as their annual report to shareholders.
How to Read a 10-K. If you want to follow or invest in a U.S. public company, you can find a wealth of information in the company’s annual report on Form 10-K. Among other things, the 10-K offers a detailed picture of a company’s business, the risks it faces, and the operating and financial results for the fiscal year.
This SEC’s Financial Report is more than a typical government budget report, it’s an insight into the agency’s work on behalf of America’s investors across the country. If you’ve ever wanted to know more about the agency’s history, leadership, recent accomplishments, and strategic goals, check out Chairman Jay Clayton’s message and the story of the SEC.
Management's Discussion and Analysis of Financial Condition and Results of Operations in our Annual Report on Form 10-K for fiscal year 2019, which was filed with the Securities and Exchange Commission on February 13, 2020.
It is a true honor and privilege to have joined the U.S. Securities and Exchange Commission this year. I feel incredibly blessed to be a part of this team: protecting investors, maintaining fair, orderly, and efficient markets, and facilitating capital formation. America’s capital markets touch every one of us, in so many ways.
An annual report to shareholders containing audited financial statements for the most recently completed year must accompany or precede a proxy statement relating to an annual meeting at which officers and directors will be elected.