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  2. List of largest financial services companies by revenue

    en.wikipedia.org/wiki/List_of_largest_financial...

    The following is a list of the world's largest publicly traded financial services companies, ordered by annual sales for the latest Fiscal Year that ended March 31, 2018 or prior (all public companies with sales of $20 billion or more are included, while privately held companies are not included).

  3. Securities market participants (United States) - Wikipedia

    en.wikipedia.org/wiki/Securities_market...

    Electronic ticker monitor display, showing the bid and offer status of securities. Securities market participants in the United States include corporations and governments issuing securities, persons and corporations buying and selling a security, the broker-dealers and exchanges which facilitate such trading, banks which safe keep assets, and regulators who monitor the markets' activities.

  4. Options Clearing Corporation - Wikipedia

    en.wikipedia.org/wiki/Options_Clearing_Corporation

    Its clearing members serve both professional traders and public customers and are approximately 115 of the largest U.S. broker-dealers, futures commission merchants and non-U.S. securities firms. OCC also serves other markets, including those of trading commodity futures, commodity options, and security futures.

  5. List of financial regulatory authorities by jurisdiction

    en.wikipedia.org/wiki/List_of_financial...

    National Securities and Stock Market Commission (NSSMC) United Arab Emirates: Central Bank of the UAE ; Securities and Commodities Authority (SCA) ; Insurance Authority (IA) United Kingdom: Prudential Regulation Authority (PRA) ; Financial Conduct Authority (FCA) ; Financial Reporting Council (FRC) ; The Pensions Regulator (TPR) United States

  6. Looking for a Financial Advisor? These Are the 10 Best Firms ...

    www.aol.com/finance/looking-financial-advisor-10...

    Identifying the right financial advisor takes time. It's a challenging process requiring a high level of trust. While it may be scary to give control of your hard-earned assets over to another...

  7. Clearing house (finance) - Wikipedia

    en.wikipedia.org/wiki/Clearing_house_(finance)

    A clearing house is a financial institution formed to facilitate the exchange (i.e., clearance) of payments, securities, or derivatives transactions. The clearing house stands between two clearing firms (also known as member firms or participants). Its purpose is to reduce the risk of a member firm failing to honor its trade settlement ...

  8. Financial market infrastructure - Wikipedia

    en.wikipedia.org/wiki/Financial_market...

    Financial market infrastructure refers to systems and entities involved in clearing, settlement, and the recording of payments, securities, derivatives, and other financial transactions. [1] Depending on context, financial market infrastructure may refer to the category in general, or to individual companies or entities (thus also used in ...

  9. Truist Securities Starts 4 Top Dividend-Paying Financials ...

    www.aol.com/truist-securities-starts-4-top...

    This top regional bank offers a solid 3.45% dividend and 20% upside to the Truist Securities price target. Fifth Third Bancorp ( NASDAQ: FITB ) is a bank holding company for Fifth Third Bank, the ...