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t. e. A stockbroker is an individual or company that buys and sells stocks and other investments for a financial market participant in return for a commission, markup, or fee. In most countries they are regulated as a broker or broker-dealer and may need to hold a relevant license and may be a member of a stock exchange.
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The Financial Industry Regulatory Authority is the largest independent regulator for all securities firms doing business in the United States. FINRA's mission is to protect investors by making sure the United States securities industry operates fairly and honestly. As of October 2023, FINRA oversaw 3,394 brokerage firms, 149,887 branch offices ...
Commission: $0 per stock or ETF trade; $0.65 per options contract. ... The broker also charges no fees on more than 17,000 mutual funds, though other fund expenses may apply, depending on the fund
A stock trader or equity trader or share trader, also called a stock investor, is a person or company involved in trading equity securities and attempting to profit from the purchase and sale of those securities. [1][2] Stock traders may be an investor, agent, hedger, arbitrageur, speculator, or stockbroker.
Interactive Brokers does this as well as anyone in the industry, with commissions that start at $0 for the broker’s Lite pricing plan and more than 19,000 no-transaction fee mutual funds ...
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