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  2. Form 13F - Wikipedia

    en.wikipedia.org/wiki/Form_13F

    Form 13F provides position-level disclosure of all institutional investment managers with more than $100m in assets under management with relevant long US holdings. All US-listed equity securities (including ETFs) in the manager’s portfolio are included and detailed according to the number of shares, the ticker, the issuer name, etc.

  3. National Market System - Wikipedia

    en.wikipedia.org/wiki/National_Market_System

    In 1972, before the Securities and Exchange Commission (SEC) began its pursuit of a national market system, the market for securities was quite fragmented. The same stock sometimes traded at different prices at different trading venues, and the NYSE ticker tape did not report transactions of NYSE-listed stocks that took place on regional exchanges or on other over-the-counter securities ...

  4. Regulation NMS - Wikipedia

    en.wikipedia.org/wiki/Regulation_NMS

    Regulation National Market System (or Reg NMS) is a 2005 US financial regulation promulgated and described by the Securities and Exchange Commission (SEC) as "a series of initiatives designed to modernize and strengthen the National Market System for equity securities". The Reg NMS is intended to assure that investors receive the best price ...

  5. ETFs vs. Index Funds vs. Mutual Funds: Do You Really ... - AOL

    www.aol.com/etfs-vs-index-funds-vs-140322799.html

    Prominent ETFs today include SPDR S&P 500 ETF (SPY), Invesco QQQ Trust (QQQ) and Vanguard Total Stock Market ETF (VTI). Some key features of ETFs include: Traded like stocks

  6. ETFs vs. index funds: Key similarities and differences - AOL

    www.aol.com/finance/etfs-vs-index-funds-key...

    Index funds and most ETFs simply try to replicate an index of stocks or other assets. They don’t make active trading decisions and try to beat the market. Instead, they try to mimic the index ...

  7. List of American exchange-traded funds - Wikipedia

    en.wikipedia.org/wiki/List_of_American_exchange...

    The largest ETF, as of April 2021, was the SPDR S&P 500 ETF Trust (NYSE Arca: SPY), with about $353.4 billion in assets. The second-largest was the iShares Core S&P 500 ETF with around $270.0 billion ( NYSE Arca : IVV ), and third-largest was the Vanguard Total Stock Market ETF ( NYSE Arca : VTI ) with $213.1 billion.

  8. Securities information processor - Wikipedia

    en.wikipedia.org/wiki/Securities_Information...

    A securities information processor (SIP) is a part of the infrastructure of public market data providers in the United States that process, consolidate, and disseminate quotes and trade data from different US securities exchanges and market centers. [1]

  9. Electronic Data Gathering, Analysis, and Retrieval - Wikipedia

    en.wikipedia.org/wiki/Electronic_Data_Gathering...

    EDGAR (Electronic Data Gathering, Analysis, and Retrieval) is an internal database system operated by the U.S. Securities and Exchange Commission (SEC) that performs automated collection, validation, indexing, and accepted forwarding of submissions by companies and others who are required by law to file forms with the SEC. The database contains ...